Diffusion tube monitoring for a planning application
Diffusion tubes are simple to deploy and easy to misuse. Relevant exposure, bias adjustment and annualisation are the steps that make monitoring data usable in an air quality assessment.
Nitrogen dioxide diffusion tubes cost very little to deploy and are easy to get wrong, and the errors that matter on a planning application are procedural rather than analytical. Tubes exposed for the wrong periods, results used without bias adjustment, a survey shorter than nine months reported without annualisation, or tubes sited where there is no relevant exposure: any one of those turns a monitoring programme into a weakness rather than an evidence base.
The method itself is settled. Defra's local air quality management technical guidance sets out how tubes are exposed, adjusted and reported, and an air quality assessment that departs from it needs to explain why.
What a diffusion tube can and cannot tell you
A diffusion tube is a passive sampler. It measures nitrogen dioxide only, integrated over the exposure period, and it produces a single mean concentration for that period. It cannot give you hourly data, it cannot tell you about particulate matter, and it cannot show whether the short term nitrogen dioxide objective is exceeded.
That matters because the objectives an assessment is judged against cover more than annual mean nitrogen dioxide:
| Pollutant | Objective | Averaging period |
|---|---|---|
| Nitrogen dioxide | 40 micrograms per cubic metre | Annual mean |
| Nitrogen dioxide | 200 micrograms per cubic metre, not to be exceeded more than 18 times a year | 1 hour mean |
| PM10 | 40 micrograms per cubic metre | Annual mean |
| PM10 | 50 micrograms per cubic metre, not to be exceeded more than 35 times a year | 24 hour mean |
Where particulate matter is the concern, tubes are the wrong tool and a reference or equivalent monitor is needed. Where the short term nitrogen dioxide objective is in play, the usual approach is to derive it from the annual mean using the relationship in the technical guidance, and to say so.
Relevant exposure decides where tubes go
The annual mean objective applies where members of the public are likely to be regularly exposed over the averaging period. In practice that means residential facades, school and hospital facades, and other places where people spend a year's worth of time.
It does not apply at the kerbside, in the middle of a carriageway, in a garden, or at a facade with no windows to habitable rooms. A tube in one of those positions produces a real number that is not comparable with the objective, which is the most common flaw in a monitoring programme designed by someone in a hurry.
Site the tubes to answer the question the assessment asks:
- Facade sites at the closest existing receptors to the proposed development, and at the closest receptors to the roads that will carry the development traffic.
- Sites representing the proposed receptors, at the position and height of the future facade, where the scheme introduces new exposure.
- A background site away from the direct influence of local sources, to characterise the area.
- A co-location site alongside a continuous reference analyser, in triplicate, where a local bias adjustment factor is being derived.
Mount tubes at the height set out in the current technical guidance, generally around two to two and a half metres above ground, away from corners, vegetation and anything that disturbs air flow. Record the exact position with a photograph and a grid reference, because the survey has to be reproducible.
Exposure periods, bias and annualisation
Three procedural steps separate a usable dataset from an anecdote.
Exposure periods. Tubes are exposed for consecutive periods aligned with the national network changeover dates, so that results are comparable with the national bias adjustment work. Use a laboratory that takes part in the relevant proficiency testing scheme, and record the preparation method, because bias varies by laboratory and by method.
Bias adjustment. Diffusion tubes do not measure nitrogen dioxide without error, and the direction and size of that error depend on the laboratory and the preparation. Either derive a local bias adjustment factor from triplicate tubes co-located with a reference analyser, or take the national factor for your laboratory and preparation method from the published spreadsheet. State which you used and give the value.
Annualisation. Where the survey covers less than a full calendar year, and the guidance treats fewer than nine months of data as short, the period mean has to be annualised using ratios from nearby long term continuous monitors. Skipping this step is the fastest way to have an assessment set aside, because a survey run over a summer will understate the annual mean and a winter survey will overstate it.
Programme, because this is the part that delays applications
Monitoring cannot be compressed. A meaningful survey needs several months of consecutive exposure, and twelve months removes the annualisation argument entirely.
Start the survey as soon as the site is under control and before the design is fixed. A consultant asked to produce air quality evidence six weeks before a submission has two options, neither good: rely on the council's published monitoring, which may be in the wrong place, or annualise a very short survey and accept the uncertainty.
Where the council operates its own network, its annual status report gives locations, results and the bias adjustment factors it uses. Using the same laboratory and method as the council makes the datasets comparable and avoids a pointless argument at consultation.
Using the results in the assessment
Monitoring feeds an assessment in two ways.
As a direct measure of baseline concentrations at receptors, where the survey is long enough and the tubes are in the right places. And as verification data for a dispersion model, where modelled and monitored concentrations at the same points are compared and an adjustment factor derived for the road contribution.
Model verification is where the monitoring earns its keep on a larger scheme. Without it, a model output is an unverified prediction, and reviewers treat it accordingly.
The wider judgement about whether the effect is acceptable comes from the impact descriptors in the industry guidance on land use planning and air quality, which combine the change in concentration with the absolute concentration relative to the objective. A small change at a receptor already above the objective is treated more seriously than a larger change well below it.
Illustrative example. A scheme adds traffic to a street where the council's nearest tube sits on a lamp column at the kerb. The consultant deploys facade tubes at the three closest dwellings for nine months, uses the council's laboratory and bias factor, and finds concentrations at the facade materially below the kerbside figure once distance correction is applied. The assessment then rests on receptor data rather than on a number from the wrong place. This example is illustrative only.
Where the monitoring ends up
Diffusion tube data belongs in the baseline section of an Air Quality Assessment, with the raw monthly results, the bias factor, the annualisation calculation and the site photographs in an appendix. Reviewers check appendices.
Traffic inputs come from the same source as the Transport Assessment, and the two documents must use the same flows, the same base year and the same assessment year. Divergence between them is picked up by consultees more often than any technical point about monitoring.
On schemes where an Environmental Statement is required, the air quality chapter sits inside it, and the Environmental Impact Assessment regulations require that statement to be prepared by competent experts. A drafted structure is a starting point for that specialist rather than a substitute for them.
One honest limitation. Diffusion tube precision is modest, and triplicate results at the same location routinely differ by a few micrograms per cubic metre. Report the spread rather than a single tidy figure, and be careful about drawing conclusions from differences smaller than the method can resolve.
This is general guidance, not legal advice. Councils usually expect a suitably qualified author for air quality work, and professional review is strongly advised before submission.
Browse the PlanScope report types to see which environmental documents your scheme is likely to need.
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Frequently asked questions
How long should diffusion tube monitoring run before an application?
Twelve consecutive months removes any argument about annualisation. Where that is not possible, Defra technical guidance treats fewer than nine months as a short survey requiring annualisation against nearby long term monitors. Plan the survey as soon as the site is under control, because monitoring cannot be compressed to fit a submission date.
What is bias adjustment and why does it matter?
Diffusion tubes do not measure nitrogen dioxide without error, and the size and direction of that error depend on the laboratory and the preparation method. A bias adjustment factor corrects it, derived either locally from triplicate tubes beside a reference analyser or from the published national factors. State which you used and give the value.
Where should tubes be sited for a planning application?
At locations with relevant exposure, meaning facades of homes, schools and similar premises where people are regularly present over the averaging period. Kerbside positions, gardens and facades without habitable room windows produce real numbers that cannot be compared with the annual mean objective. Record positions with photographs and grid references.
Can diffusion tubes measure particulate matter?
No. Diffusion tubes measure nitrogen dioxide only. Where PM10 or PM2.5 is the concern, a reference or equivalent monitor is needed, which is a different cost and a different deployment. Tubes also cannot show whether the short term nitrogen dioxide objective is exceeded, which is normally derived from the annual mean instead.
Should I use the same laboratory as the council?
It usually helps. Using the same laboratory and preparation method as the local authority network makes the datasets directly comparable and lets you use the same bias adjustment factor. The council's annual status report gives the monitoring locations, the results and the factors it applies, which is the obvious starting point.
Sources and further reading
This article is general guidance about the planning system in England and, where stated, the rest of the UK. It is not legal or professional advice. Check your local planning authority’s validation requirements and take professional advice for your specific site.