Exceedance route: where water goes when the system fills
Every drainage system has a capacity, and water above it has to go somewhere. An exceedance route is the designed overland path, and it is a levels exercise before it is a pipe exercise.
An exceedance route is the path surface water takes across a site once the drainage system is full, blocked or overwhelmed. The exceedance route drainage meaning is deliberately practical: every drainage system has a design capacity, rainfall sometimes exceeds it, gullies sometimes block, and the water has to go somewhere. Designing where it goes is the difference between a wet car park and water through a front door.
It is not a failure scenario bolted on at the end. On any site of more than a few houses it is part of the drainage design, and lead local flood authorities check for it.
What the term means
Drainage systems are sized for a design event, commonly expressed as a return period. Below-ground pipework and storage are designed so that no flooding of the system occurs in one storm severity, and so that no flooding of buildings occurs in a larger one, with a climate change allowance applied.
Exceedance is everything above that. It includes rainfall heavier than the design event, a blocked inlet, a pumped system that loses power, and a surcharged public sewer backing up into the site.
The exceedance route is the overland flow path that conveys those flows to a place where they can pond harmlessly or discharge safely. A designed route has a defined width, a defined depth, a gradient and a destination. An undesigned route still exists. It just goes wherever the levels send it, which is usually the lowest doorway.
Where it comes from in standards and policy
The national non-statutory technical standards for sustainable drainage systems require drainage design to consider what happens when the system's capacity is exceeded, and to ensure that flows are managed so that flooding does not occur in buildings or utility plant during the larger design event. National planning practice guidance on flood risk expects surface water to be managed for the lifetime of the development, taking climate change into account.
Lead local flood authorities became statutory consultees on surface water drainage for major development under the arrangements following the Flood and Water Management Act 2010, and exceedance is one of the items on almost every authority's checklist. Industry guidance on sustainable drainage design treats exceedance as a required design stage rather than an optional check.
So the requirement comes from three directions at once, which is why a Drainage Strategy without an exceedance plan is usually returned.
How the route is designed
Designing it is a levels exercise before it is a pipe exercise.
- Model or calculate the flow that exceeds the system capacity in the relevant event, and in a blockage scenario where the guidance or the authority requires one.
- Establish the ground levels across the site and identify the natural low points and flow paths.
- Set finished floor levels above the predicted exceedance depth, with freeboard, and keep them above adjoining ground.
- Shape roads, footpaths, parking areas and landscaping so they convey flow to a designated storage area rather than towards buildings.
- Check the depth and velocity along the route against safety criteria, because a shallow fast flow across a footway is a hazard even though it is not flooding a building.
- Confirm that the route does not discharge onto third-party land in a way that worsens flood risk off site.
Roads make good exceedance routes because they are continuous, surfaced and already graded. Parking courts and amenity grass make good temporary storage. Private rear gardens make poor routes and will be objected to, because nobody maintains them and fences block the flow.
An illustrative example
The following is illustrative and not a real case.
A nine dwelling scheme drains to an attenuation basin at the low corner of the site. The basin and pipework are sized for the design event with a climate change uplift. The exceedance assessment then assumes the basin inlet is half blocked by debris.
The resulting flow is routed along the estate road, which has been graded with a continuous fall and a raised kerb on the side nearest the houses, to a shallow depression in the public open space. Finished floor levels are set 150 mm above the adjacent road channel. Depth in the road at the peak is shown as under 100 mm, and the flow leaves the site at the same point it would have done before development.
Two details make that work. The kerb line is continuous with no dropped crossings on the downhill side, and the depression in the open space has a defined volume shown on the drawing rather than being described as a grassed area. Both are conditionable.
How an authority uses it in a decision
The drainage officer or lead local flood authority will look for an exceedance plan drawing showing flow arrows, ponding areas with volumes, finished floor levels and the receptor at the end of the route. A written statement without that drawing rarely satisfies them.
Where the route leaves the site, they will ask whether the receiving land can take it and whether a third party has been consulted. Where the route crosses a plot that will later be sold, they will ask how it is protected: usually an easement, a levels condition, or a restriction preventing changes to the ground profile.
Objections from neighbours on surface water grounds are increasingly common and increasingly technical. A clear exceedance drawing answers most of them. A Flood Risk Assessment covers the wider picture where the site is in Flood Zone 2 or 3 or of one hectare or more, and the two documents should use the same levels.
What it is confused with
The design event. The design event is what the system handles. Exceedance is what it does not.
Freeboard. Freeboard is the margin between a predicted water level and a floor level. It is part of the response to exceedance, not the whole of it.
Flood zones. Flood zones describe fluvial and tidal risk from rivers and the sea. Exceedance is about the drainage system on your own site, and a Flood Zone 1 site can have a serious surface water problem.
Foul drainage. Separate system, separate calculation, separate consent, and a Foul Sewage Assessment covers it. Combined sewers blur the line, which is why surcharge of a combined system belongs in the exceedance assessment.
Checking the position for a site
Start with a topographic survey rather than a drawing. Walk the site in heavy rain if the opportunity arises, because the existing flow paths will show themselves. Check the surface water flood risk mapping and the authority's critical drainage area designations. Ask the authority's drainage team what blockage scenario they expect to see tested, because practice varies.
Then test the proposed levels against the exceedance flow before the layout is fixed. Moving a plot by five metres on a sketch is free. Raising a floor level after the foundations are poured is not, and on a small self-build the levels strategy is usually the thing that gets settled last and should have been settled first.
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Frequently asked questions
What is an exceedance route in drainage design?
The overland flow path that surface water takes once the drainage system is full, blocked or overwhelmed by rainfall heavier than the design event. A designed route has a defined width, depth, gradient and destination. An undesigned route still exists, but it follows the ground levels, which usually means the lowest doorway on the site.
Is an exceedance plan required for a small site?
Lead local flood authorities are statutory consultees on surface water drainage for major development, but many authorities ask for exceedance information on smaller schemes too, particularly in critical drainage areas. On anything above a few houses, expect a drainage strategy without an exceedance drawing to be returned with a request for one.
What should the exceedance drawing show?
Flow arrows along each route, ponding areas with stated volumes, finished floor levels, adjacent ground levels, the kerb and channel arrangement, and the point at which flow leaves the site. A written description without a drawing rarely satisfies a drainage officer, because the levels are what the assessment actually turns on.
Can gardens be used as exceedance routes?
They are a poor choice and will usually be objected to. Private rear gardens are not maintained for conveyance, fences and sheds block the flow, and future owners change the levels. Roads and footpaths make better routes because they are continuous, surfaced and already graded, and parking courts and amenity grass make better temporary storage.
How does exceedance differ from flood zones?
Flood zones describe risk from rivers and the sea. Exceedance is about the performance of the drainage system on your own site in heavy rainfall or a blockage. A site entirely within Flood Zone 1 can still have a serious surface water problem, which is why the two assessments are separate and both may be required.
Sources and further reading
This article is general guidance about the planning system in England and, where stated, the rest of the UK. It is not legal or professional advice. Check your local planning authority’s validation requirements and take professional advice for your specific site.