Professionals and Qualifications

Who prepares a foul sewage assessment

7 min readBy PlanScope Editorial Team

A foul sewage assessment is judged on three pieces of evidence rather than on the author's title. This sets out who obtains each one, and when a drainage engineer becomes necessary.

There is no licence for writing a foul sewage assessment and no chartered title attached to it. In practice the foul sewage assessment author is one of three people: the drainage engineer on a scheme with any complexity, the architect or agent on a single dwelling connecting to a public sewer, or a specialist non-mains drainage contractor where a package treatment plant and a drainage field are proposed. What matters is not the job title. It is whether whoever writes it can produce the three pieces of evidence a council actually reads: the sewerage undertaker's capacity position, the percolation test result, and the permitting position for any discharge.

Councils expect a suitably qualified author for the technical content, and professional review before submission is strongly advised. On a single plot that review may be twenty minutes of a drainage engineer's time. On a 30 dwelling scheme discharging to a small works it is a proper appointment.

Mains connection against non-mains solutions

National guidance sets a drainage hierarchy and councils apply it strictly. Connection to the public foul sewer comes first. A package treatment plant discharging to a watercourse or to ground comes second. A septic tank with a drainage field comes last, and only where the others are not reasonably available.

So the first job is to establish whether a mains connection is available, and "available" is a legal and practical question rather than a matter of distance. Section 106 of the Water Industry Act 1991 gives an owner the right to connect to a public sewer. Section 98 allows a sewer to be requisitioned where one does not reach the site. Either route can be expensive, and cost alone does not usually justify dropping down the hierarchy, though a disproportionate cost properly evidenced sometimes does.

The assessment has to show the enquiry was made and record the answer. An assertion that no sewer is nearby, with no undertaker correspondence attached, is the most common reason a foul drainage condition gets imposed rather than discharged.

Capacity enquiries and who makes them

Any competent agent can make a pre-development enquiry to the sewerage undertaker. Doing it early, and asking the right question, is what distinguishes a useful answer from a useless one.

Ask three things in the same enquiry.

  • Whether a public foul sewer is available, with its location, size and invert level.
  • Whether there is capacity in the network and at the receiving treatment works for the proposed number of units or the proposed trade effluent load.
  • What upgrades, if any, would be required and on what programme.

The answer comes back as a letter or a standard response form, and it goes in the application as an appendix. Where the undertaker identifies a capacity constraint with a delivery date, the usual outcome is a Grampian condition preventing occupation until the upgrade is complete. That is manageable if you know about it before you buy the site, and painful if you discover it at week six of a thirteen week determination.

Evidence item Who obtains it Where it goes
Sewer records and capacity response Agent or drainage engineer Appendix to the assessment
Percolation test results Ground investigation contractor or engineer Appendix, with test pit locations plotted
Treatment plant specification Supplier or drainage contractor Appendix, with the consented discharge quality
Permit or general binding rules position Drainage engineer or the applicant Stated in the assessment body
Trade effluent consent position Occupier or agent Stated where a commercial process discharges

Package treatment plants and septic tanks

The distinction matters because the regulatory treatment differs. A septic tank gives primary settlement only and may discharge to ground through a drainage field, never directly to a watercourse. A package treatment plant provides secondary biological treatment and may discharge to a watercourse where the rules allow.

For planning purposes the assessment needs the plant's population equivalent, its treated effluent quality, the discharge point, and the maintenance regime with who is responsible for it. For multiple dwellings sharing a plant, say who will own and maintain it, because an unadopted shared plant with no management company is a condition waiting to be imposed.

Sizing follows the number of bedrooms or the population equivalent rather than floor area. A five bedroom house is not the same load as a three bedroom one, and undersizing is the failure mode that shows up two years after occupation.

General binding rules and permits

This regime sits outside planning entirely and the assessment should say so plainly, because applicants routinely assume planning permission authorises the discharge. It does not.

Small sewage discharges in England are controlled by the general binding rules, published on gov.uk, made under the Environmental Permitting Regulations 2016. Where the discharge meets the rules, no permit is needed but the rules must be complied with, including limits on volume, requirements about the type of system and restrictions in sensitive locations such as groundwater source protection zones. Where the discharge falls outside the rules, by volume or by location, an environmental permit is required from the Environment Agency.

Two practical points. The rules and the volume thresholds are revised periodically, so cite the current version rather than a figure remembered from an earlier project. And a site in a source protection zone, or within a given distance of a designated site, can be taken out of the general binding rules altogether, which changes the programme because a permit application takes months.

Percolation testing and who carries it out

Where the discharge is to ground, the drainage field has to be sized from a percolation test. The test method is set out in British Standard guidance referenced by Approved Document H of the Building Regulations, and it involves trial holes, pre-soaking and timed water level drops repeated across the proposed field area.

This is site work, not desk work. A ground investigation contractor or an engineer with the right equipment carries it out, and the results need the test pit positions plotted on a plan with the water table depth recorded. A single test in the driest week of August is not evidence; the standard expects repeat measurements and the winter groundwater position matters.

Two outcomes stop a scheme. Percolation too slow, so the ground will not accept the discharge. Or a water table too high, so the required separation between the base of the drainage field and groundwater cannot be achieved. Both are better discovered before the land is bought.

An illustrative example

Illustrative only: a two dwelling infill plot in a village with no public foul sewer within 300 metres. The agent makes a pre-development enquiry and receives written confirmation that no sewer is available and requisitioning would require 280 metres of new sewer through third party land. A contractor carries out three percolation tests, returning an acceptable rate and a water table at 2.1 metres. The scheme adopts a shared package treatment plant discharging to a drainage field, with a management company named. The assessment attaches the undertaker's letter, the test results, the plant specification and a statement that the discharge falls within the general binding rules. Four appendices, one page of narrative, and no outstanding drainage objection.

Who writes the assessment

Match the author to the complexity.

For a single dwelling connecting to a public sewer, the agent can write it, with the undertaker's response attached. For a single dwelling on non-mains drainage, the agent can still write it provided the percolation results and the plant specification come from people qualified to produce them. For anything over a handful of units, for a commercial process generating trade effluent, or for any site in a source protection zone or a nutrient neutrality catchment, appoint a drainage engineer.

A Foul Sewage Assessment and a Drainage Strategy are different documents answering different questions, and which of the two a site needs depends on whether surface water is also in issue. Where there is no mains sewer at all, what to show in the submission is a longer list. A reviewer from the professional directory can sign off the technical judgements on an AI-assisted draft.

Securing upgrades by condition

Where capacity is the constraint rather than availability, the usual mechanism is a condition preventing occupation until a specified upgrade is delivered or until a drainage scheme has been approved. Negotiate the wording. A condition tied to a named upgrade with a date is manageable. One requiring the applicant to demonstrate capacity to the undertaker's satisfaction, with no mechanism, is a trap.

This is general guidance, not legal advice; check the position with your local planning authority or a qualified professional before relying on it. PlanScope provides AI-assisted draft reports for planning applications. Reports should be reviewed before submission. We do not guarantee planning approval. For specialist technical reports, qualified professional input may be required.

Frequently asked questions

Can my architect write the foul sewage assessment?

For a single dwelling connecting to a public sewer, yes, with the sewerage undertaker's capacity response attached. On non-mains drainage an agent can still write it provided the percolation results and plant specification come from people qualified to produce them. For multiple units, trade effluent, or a site in a source protection zone, appoint a drainage engineer.

Does planning permission authorise the discharge?

No. Small sewage discharges are controlled separately under the general binding rules made under the Environmental Permitting Regulations 2016, or by an environmental permit from the Environment Agency where the rules do not apply. Planning permission for the dwelling says nothing about the lawfulness of the discharge, and the two consents are obtained independently.

Who carries out a percolation test?

A ground investigation contractor or an engineer with the right equipment, because it is site work involving trial holes, pre-soaking and timed water level drops repeated across the proposed drainage field. Record the test pit positions on a plan and note the groundwater level. A single summer test is not sufficient evidence of winter performance.

What if the sewerage undertaker says there is no capacity?

Expect a condition preventing occupation until a specified network or treatment works upgrade is delivered, or until a drainage scheme has been approved. Negotiate the wording so it refers to a named upgrade with a programme. A condition requiring you to satisfy the undertaker with no stated mechanism is difficult to discharge.

Is a septic tank still an acceptable solution?

Only at the bottom of the hierarchy, where mains connection and a package treatment plant are not reasonably available, and only discharging to ground through a drainage field rather than to a watercourse. The site must also meet the general binding rules, which restrict systems in sensitive locations such as groundwater source protection zones.

Sources and further reading

foul sewage assessmentnon-mains drainagepackage treatment plantpercolation testself-buildprofessional competence

This article is general guidance about the planning system in England and, where stated, the rest of the UK. It is not legal or professional advice. Check your local planning authority’s validation requirements and take professional advice for your specific site.

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