Which Reports Do I Need

Which reports a nine unit scheme needs

7 min readBy PlanScope Editorial Team

Nine units is a minor application, so the eight week clock and the transport statement apply rather than the major development machinery. Biodiversity net gain still applies in full.

A nine unit scheme sits in an awkward gap. It is a minor application for fees and procedure, so the eight week determination period applies, yet the reports needed for a nine unit scheme cover most of the technical ground a ten unit scheme would. Biodiversity net gain applies in full. Drainage still has to be designed and evidenced. What falls away is the major development machinery: the 13 week clock, the national affordable housing threshold, the community involvement expectation and the trigger for a full Transport Assessment.

That gap is worth understanding before you commission anything, because commissioning a major scheme's evidence base for nine houses wastes money you will want later for the drainage design.

Why nine units sits below several thresholds

Major development for housing is defined in article 2 of the Town and Country Planning (Development Management Procedure) (England) Order 2015: ten or more dwellings, or a site of 0.5 hectares or more where the number of dwellings is not yet known. Read that second limb carefully. It catches outline applications that do not state a unit count, not a detailed application for nine houses on 0.6 hectares. If your red line covers 0.7 hectares and your drawings show nine plots, you are a minor application.

The practical consequences of staying minor:

Threshold Trigger Nine units
Major development 10+ dwellings, or 0.5 ha with unit count unknown Minor
Determination period 13 weeks major, 8 weeks minor 8 weeks
Affordable housing contribution 10+ dwellings nationally, lower in designated rural areas Usually none
Statement of Community Involvement Councils generally expect one on majors Not expected
Transport Assessment 50+ dwellings in most local guidance Transport Statement
Biodiversity net gain All development unless exempt Applies

The affordable housing line carries a caveat. In designated rural areas under section 157 of the Housing Act 1985, councils may apply a threshold as low as five dwellings, and some adopted local plans do exactly that. Check the adopted plan, not the national default.

Biodiversity net gain on a small site

This is the requirement that catches self-builders and small developers out. The biodiversity gain condition under the Environment Act 2021 has applied to small sites since 2 April 2024, and a nine unit residential scheme is a small site, not an exemption. You need a pre-development baseline calculated with the statutory metric, a minimum 10 per cent uplift, and a biodiversity gain plan approved by the local planning authority before development starts.

Two things follow. First, the baseline has to be measured on the ground, in the right season, by someone who can defend the habitat classifications. The statutory metric expects a competent person, and a Biodiversity Net Gain Assessment prepared without a habitat survey is not a baseline, it is a guess. Second, the metric rewards you for keeping what is already there. A mature hedgerow removed at the site clearance stage is condition units you then have to buy back, either on site or through off site units at a cost you do not control.

The small sites metric exists to reduce effort on the smallest schemes, but it has eligibility limits and it is not automatically the right tool for nine dwellings. Where your site has anything other than modified grassland and hardstanding, expect to use the full metric.

Drainage and the lead local flood authority

Surface water drainage is where nine unit schemes most often stall. The lead local flood authority is a statutory consultee on major applications, not minors, which sounds like good news until the case officer asks for a drainage strategy anyway because the local validation list requires one for any new dwelling.

What a Drainage Strategy has to show at this scale is modest but specific: the existing run-off regime, the discharge hierarchy tested in order (infiltration first, then watercourse, then sewer), infiltration testing where soakaways are proposed, attenuation volumes for the 1 in 100 year event with a climate change allowance, exceedance routes and a maintenance regime for whoever ends up owning the features. Sewer connection needs the undertaker's agreement under section 106 of the Water Industry Act 1991, which is a separate consent from your planning permission and takes its own time.

If any part of the site is in Flood Zone 2 or 3, or the site is one hectare or more, you also need a Flood Risk Assessment with the sequential approach worked through inside the site.

Transport statement rather than assessment

Nine dwellings will not generate the trip numbers that justify a full Transport Assessment. Most local guidance sets that at 50 or more dwellings, and the Planning Practice Guidance on travel plans and transport assessments leaves the scoping to the local highway authority. What you need instead is a Transport Statement: existing conditions, visibility splays at the access measured against the relevant design standard, trip generation from a recognised database, parking provision against adopted standards, refuse vehicle tracking and cycle storage.

The access geometry is the thing that gets refused, not the trip numbers. A nine plot cul de sac served off a 4.8 metre wide spine with no turning head for a 11.4 metre refuse vehicle will draw a highway objection whatever the transport statement says.

Ecology and tree surveys

A preliminary ecological appraisal does double duty at this scale. It gives you the biodiversity net gain baseline and it flags whether protected species surveys are needed, which is what controls your programme. Bat emergence surveys run May to September with the best results between May and August. Great crested newt eDNA sampling has a window of 15 April to 30 June. Miss those and you are waiting a year, or paying for a district level licence where one is available.

Trees are the other programme risk. If anything on or next to the site is worth keeping, you need a survey to BS 5837:2012 before the layout is fixed, not after, because root protection areas change plot positions. Where a Tree Preservation Order applies, the survey and a tree survey and arboricultural impact assessment become the basis for the council's decision on whether the layout is deliverable at all. Our note on reports needed where protected trees stand on the site goes through that sequence in more detail.

Protected species work is not something to draft and hope. Surveys and any mitigation licence require a suitably licensed ecologist under the Wildlife and Countryside Act 1981 and the Conservation of Habitats and Species Regulations 2017, and no AI draft substitutes for that.

Affordable housing and contributions at this scale

Below ten units you are usually outside the affordable housing requirement, but you are not outside planning obligations altogether. Expect the council to look for contributions towards education, open space, sports provision or highway works where its adopted policies and any published contributions supplementary planning document say so, and expect those to be tested against the pooling and necessity rules in regulation 122 of the Community Infrastructure Levy Regulations 2010.

Community Infrastructure Levy liability is separate again. Nine market dwellings in a charging authority's area will generate a levy bill based on the chargeable floor area, and the self build exemption only helps the plots a self builder actually occupies. Submit the assumption of liability before any work starts on site. The exemption paperwork is unforgiving about sequence.

Assembling a minor application pack

For a typical greenfield or infill nine unit scheme, the pack looks like this:

  1. Application forms, ownership certificate and the correct fee.
  2. Site location plan, block plan, existing and proposed floor plans and elevations, street scene and a levels plan.
  3. A Planning Statement setting the scheme against the adopted plan's housing, design and infrastructure policies.
  4. A Design and Access Statement, required for a major or for development in a conservation area, and worth including anyway on nine units.
  5. A preliminary ecological appraisal, the statutory metric calculation and a draft biodiversity gain plan.
  6. A drainage strategy, with infiltration test results where relevant.
  7. A transport statement and a tree survey where trees are present.
  8. A contaminated land desk study where the previous use suggests it.

As an illustrative example, a nine plot scheme on a former paddock behind a village street might carry an ecological appraisal, a full metric calculation showing a 12 per cent uplift from hedgerow enhancement and a new orchard strip, a drainage strategy using infiltration after successful soakaway testing, a transport statement, a BS 5837 survey of the roadside oaks, and a planning statement addressing the settlement boundary. That is six technical documents, not sixteen.

This is general guidance, not legal advice. Validation lists vary by authority, so check the position with your local planning authority or a qualified professional before relying on it.

PlanScope provides AI-assisted draft reports for planning applications. Reports should be reviewed before submission. We do not guarantee planning approval. For specialist technical reports, qualified professional input may be required.

Frequently asked questions

Does biodiversity net gain apply to a nine unit scheme?

Yes. The biodiversity gain condition under the Environment Act 2021 has applied to small sites since 2 April 2024, and nine dwellings is a small site rather than an exemption. You need a baseline calculated with the statutory metric, a minimum 10 per cent uplift and a biodiversity gain plan approved by the council before development starts.

Is nine units major development if the site is over half a hectare?

Not usually. The 0.5 hectare limb in article 2 of the Development Management Procedure Order 2015 applies where the number of dwellings is not known, which catches outline applications without a unit count. A detailed application for nine houses on a larger site remains a minor application with an eight week determination period.

Will the council ask for affordable housing on nine dwellings?

Usually not, because the national threshold sits at ten dwellings. Designated rural areas under section 157 of the Housing Act 1985 are the exception, where an adopted local plan may apply a threshold as low as five. Read the adopted plan rather than assuming the national position applies.

Do I need a Transport Assessment or a Transport Statement?

A Transport Statement is normally proportionate at this scale, since most local guidance sets the assessment threshold at 50 or more dwellings. Scope it with the local highway authority early. Access geometry, visibility splays, refuse vehicle tracking and parking against adopted standards matter more to the outcome than the trip generation figures.

How early should ecology surveys start?

As early as the layout allows, because the survey seasons control the programme. Bat emergence surveys run May to September, and great crested newt eDNA sampling is limited to 15 April to 30 June. A preliminary ecological appraisal at the concept stage tells you which of those windows you need to hit.

Sources and further reading

biodiversity net gainminor developmentsmall sitesdrainage strategytransport statementapplication pack

This article is general guidance about the planning system in England and, where stated, the rest of the UK. It is not legal or professional advice. Check your local planning authority’s validation requirements and take professional advice for your specific site.

More in Which Reports Do I Need

View all →
Which Reports Do I Need6 min read

Reports for a traveller site with four pitches

A four pitch traveller site is a minor application with a major policy test. Need evidence, pitch separation and flood vulnerability decide most of these cases.

Read article →
Which Reports Do I Need7 min read

Reports for a micro hydro scheme on a weir

Micro hydro at a weir needs planning permission plus abstraction, impoundment and flood risk permits. The fish pass is often the costliest item, and it has to be settled before the drawings.

Read article →
Which Reports Do I Need7 min read

Reports for a student accommodation scheme of 200 beds

A 200 bed student scheme is a major application with two documents that have no equivalent on a standard residential pack: the institutional need case and the student management plan.

Read article →
Which Reports Do I Need7 min read

Reports needed for a church hall replacement

Rebuilding a church hall means answering three questions at once: the community facility replacement test, the setting of the adjoining listed church, and what lies under a churchyard.

Read article →
Which Reports Do I Need7 min read

Consents for a scaffold gantry over the public highway

Hoardings and scaffolds sit inside Part 4 permitted development, but the licences that control them come from the highway authority under the Highways Act 1980, and hoarding graphics are a separate advertisement consent.

Read article →
Which Reports Do I Need7 min read

Reports needed for a stadium floodlight upgrade

Replacing stadium floodlights is rarely maintenance. The documents that decide the application are an obtrusive light assessment for the right environmental zone, an ecology appraisal and a structural check on existing columns.

Read article →